Polaris Wealth Advisory Group, LLC is a federally registered investment advisor. We help high net worth individuals and small businesses build and maintain their wealth by creating realistic financial plans and managing portfolio growth responsibly. We are committed to understanding our clients’ goals and putting their interests first.

We offer a comprehensive benefits package that includes medical insurance, paid time off, and a generous 401(k) plan. We offer you a dynamic working environment, a culture of mutual respect, commitment to maintaining the highest ethical standards, and the opportunity to play a vital role in the growth of our firm.

Current Openings:

We are seeking a Wealth Advisor to function as the primary trusted advisor to the firm’s high net worth clients. This is a client-service oriented position that works with assigned existing clients. The position works with approximately 150+ clients when at full capacity. The position will require some travel within the current territory which covers an area from Santa Barbra to Rancho Cucamonga.

Responsibilities include:

  • Proactively consulting with clients on a regular basis in order to maintain a current understanding of their financial situations and life circumstances.
  • Using your knowledge of financial planning and Polaris’s investment strategies to recommend appropriate solutions to help clients reach their financial goals and objectives.
  • Collaborating with client’s outside advisors to deliver comprehensive wealth management advice and solutions.
  • Developing long-term relationships with clients by demonstrating solid financial planning skills and providing client-centered advice and guidance.
  • Identifying and successfully acting on opportunities to gather additional client assets.
  • Acting as the client’s primary point of contact, including overseeing and following up on all client-service requests.

Required Education, Experience & Skills

  • Professional designation of Certified Financial Planner (CFP®) desired.
  • Existing Series 65.
  • At least 3 years in financial services with demonstrated experience working with clients with complex financial planning needs; 5 years of experience preferred.
  • Broad background in retirement products, general investment matters and applicable tax and estate planning issues.
  • Excellent interpersonal skills and face-to-face relationship building abilities.
  • Demonstrated experience in understanding client’s financial situations and personal circumstances. 
  • Demonstrated ability to deliver a distinctive and thoughtful experience that is aimed at providing appropriate advice for the client’s situation that secures confidence and business.
  • Demonstrated experience in communicating both written and orally with clients.
  • Demonstrated experience in networking and building business relationships.
  • Competent computing skills that include working with the Microsoft Office suite, CRM and proprietary systems.
  • Bachelor’s Degree strongly preferred and weighted.

We are seeking a Trader to assist our Head of Trading in generating and executing trades, maintain the portfolio accounting database, and manage trading platforms.

Responsibilities include:

  • Assist in executing all trades for the firm.
  • Complete day-to-day client specific trade requests for investing new accounts, contributions, withdrawals, strategy changes, non-discretionary trade requests, and liquidation requests.
  • Generate both tactical trades as well as general portfolio rebalancing on a strategy level for multiple accounts and strategies at a time.
  • Trade large block orders of ETFs and individual stocks using transaction cost analysis to determine how trades should be executed in order to achieve best execution.
  • Maintain the integrity of the database by following trading best practices and reviewing account audit reports.
  • Review and resolve any trading errors or issues in compliance with firm policy.
  • Monitor news and price action of portfolio holdings.
  • Serve as a member of the Investment Committee.
  • Understand investment decisions derived from Investment Committee meetings with respect to implementation.
  • Ensure all inputs and processes to generate accurate performance returns are efficient and produced in a timely manner.
  • Work through composite construction issues to reach solutions that meet the needs of the firm while also adhering to GIPS standards and internal composite construction guidelines.
  • Assist Analysts and Portfolio Managers creating reports and updates.
  • Other duties and projects as assigned.

Required Education, Experience & Skills

  • Bachelor’s degree, preferably in business, finance or economics.
  • Existing Series 65.
  • 1 year of experience in trading and portfolio management.
  • Excellent Excel.
  • Experience with market data platforms such as Factset, Bloomberg, Eikon
  • Ability to handle deadlines and time-sensitive situations.

Employment Application:

Interested candidates should review our current employment opportunities and submit a resume, cover letter, and the Employment Application below.

It is our policy and intent to provide equal opportunity to all persons without regard to race, color, religion, political affiliation, sex/gender, (including gender expression/identity, pregnancy, childbirth and related medical conditions) marital status, registered domestic partner status, sexual orientation, age, ancestry, national origin, veteran status, disability, medical condition, genetic characteristics, and/or any other basis protected by law. This policy covers all facets of employment including, but not limited to: recruitment, selection, placement, promotions, transfers, demotions, terminations, training, and compensation.